Regional Sales Practice Leader | Compliance & Coaching

Northern Trust Securities, Inc. seeks a Sales Practice Principal to supervise front-office, client-facing activities and manage Registered Associates across an assigned region. The role emphasizes compliance, coaching, and effective risk mitigation in a high-visibility environment.
The ideal candidate will have FINRA licensing, leadership experience, and a strong understanding of sales practices, regulatory requirements, and collaboration with operations, compliance and trading groups.

#J-18808-Ljbffr