Morgan Stanley in New York seeks a Vice President to join the Risk Communications Central Review Unit. You will provide regulatory guidance on firm communications with the public, verifying compliance with governing rules and finalizing approvals for retail, social media, and correspondence.
Responsibilities include reviewing communications, filing with FINRA, advising on regulatory issues, and assisting audits. You will also oversee AI-enabled risk tools and collaborate with senior management.
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VP Marketing
711 MS Smith Barney, LLC · New York, NY, USA ·
- Job type:
- Full Time