LPL Financial Holdings Inc. is seeking a Senior Advertising Supervision Principal to review and approve marketing materials for Financial Advisors and home office staff.
This role emphasizes regulatory compliance and proactive guidance to ensure client communications meet standards. You will evaluate submissions, advise on changes, respond to regulatory inquiries, and help shape policy updates in a fast-paced, collaborative environment.
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lplfinancial is hiring: Senior Advertising Compliance Lead in Fort Mill
lplfinancial · Fort Mill, SC, USA ·
- Job type:
- Full Time