Senior Marketing Compliance Strategist

JW Michaels & Co. seeks a Marketing Review and Regulatory Compliance Professional to assess marketing materials for regulatory compliance within our asset management practice.
Based in New York, you will review communications, support filings, monitor rule changes, and train staff to ensure adherence to SEC/FINRA guidelines while collaborating with legal, marketing, and investment teams. This role is integral to our broader compliance program and requires meticulous attention to detail.

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