FINRA is seeking an experienced professional to independently conduct analyses of FINRA firms’ communications and participate in joint evaluations with other departments and regulators. The role supports training, supervision, and final sign-offs to ensure accuracy of rule applications.
The position requires a Bachelor's degree plus 5 years of related experience, strong written and oral communication skills, and in-depth knowledge of FINRA, SEC, MSRB, and SIPC advertising rules.
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Senior Analyst, Advertising Regulation & Policy
Financial Industry Regulatory Authority , Inc. · New York, NY, USA ·
- Job type:
- Full Time