Paralel Technologies LLC seeks a Senior Distribution Compliance Principal to lead marketing review for asset-management clients, ensuring FINRA/SEC compliance and risk management. This client-facing role requires deep regulatory knowledge and the ability to translate rules into practical guidance.
The position emphasizes shaping scalable compliance practices in a technology-driven environment, with a Bachelor’s degree and Series 24 license required.
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Senior Advertising Compliance Leader — FINRA/SEC Expert
TechMagic with Cathy Hackl · Denver, CO, USA ·
- Job type:
- Full Time