Marketing Compliance Officer – Broker/Dealer (Hybrid)

A financial services company in Los Angeles seeks an experienced AVP/VP, Marketing Compliance Broker/Dealer Officer to oversee marketing compliance and regulatory training. The ideal candidate will have over 6 years of relevant experience, a strong understanding of SEC and FINRA rules, and excellent communication skills. This role offers a salary range of $115K-$150K and a comprehensive benefits package. #J-18808-Ljbffr