Director of Wealth Management Supervision & Strategy

A major financial services firm in New York is seeking a Supervisory Director to lead its Registered Principals organization, responsible for compliance and process improvements. The ideal candidate will have over 10 years in the investment industry, including 5 in leadership, and possess required FINRA licenses. The role is integral in driving the team towards achieving business goals while ensuring adherence to regulations and fostering a collaborative environment. Competitive salary and benefits offered. #J-18808-Ljbffr