Trade Surveillance Manager — BD & SD Compliance Leader

A leading financial services company is seeking a Trade Surveillance Manager to enhance its surveillance program across trading activities. Responsibilities include leading daily operations, ensuring compliance with SEC and FINRA regulations, and maintaining surveillance procedures. Ideal candidates have at least 5 years of experience in trade surveillance or compliance and hold relevant certifications. The role offers competitive benefits and supports a high-performing team environment. #J-18808-Ljbffr