Senior Trade Surveillance Lead for BD & SD

A leading financial services firm is seeking a Trade Surveillance Manager to enhance its surveillance program in New York. The role involves overseeing daily operations, ensuring regulatory compliance, and managing a surveillance team. Ideal candidates will have over 5 years of experience in trade surveillance and familiarity with SEC and FINRA regulations. The position requires strong analytical skills and the ability to work under pressure in a regulated environment. The salary range is competitive, reflecting the qualifications required for this role. #J-18808-Ljbffr