Trade Surveillance Lead: Broker-Dealer & Swap Dealer

A financial services company is seeking a highly skilled Trade Surveillance Manager to enhance its surveillance program across Broker-Dealer and Swap Dealer activities. This role involves leading daily operations and ensuring compliance with regulatory requirements, while also managing and developing a team of analysts. Candidates should have expertise in trade surveillance, market regulation, and the ability to communicate effectively. The position is based in New York, NY and offers a competitive salary range of $159,400 - $181,900. #J-18808-Ljbffr