Lead Trade Surveillance & Best Execution

A financial services company based in Chicago seeks a Head of Trade Surveillance and Best Execution to lead their trade surveillance and best execution programs. The successful candidate will have 7-10 years of experience in broker-dealer operations and possess strong knowledge of regulatory requirements. Responsibilities include managing trade operations and ensuring compliance with FINRA regulations. The role offers a hybrid work model, competitive salary, and a range of benefits to support employee well-being. #J-18808-Ljbffr