UR Capital
A leading international advisory firm is seeking a compliance specialist to support financial institutions with complex regulatory matters.
Responsibilities
Advise banks, insurers, asset managers, and other financial intermediaries on diverse compliance topics, including AML, sanctions, and prudential requirements.
Support clients in implementing regulations and preventing risks related to fraud, money laundering, sanctions breaches, and unethical behaviour.
Conduct investigations, review client accounts, analyse unusual transactions, and assess banking documentation.
Draft or review internal regulatory processes and enhance internal control systems.
Lead teams and client engagements, including planning, resource management, reporting, and budget oversight.
Contribute to regulatory monitoring, expert presentations, and publications.
Qualifications
Bachelor’s or Master’s degree in Law, Finance, or Economics; CAS in Compliance Management or a Bar qualification is an advantage.
Minimum of 5 years’ compliance experience in Switzerland (banking, consultancy, internal/external audit).
Strong knowledge of Swiss regulations (AML, CRS, MiFID II, LIMF, LSFin).
Fluent in French and English (C1 level); German is a plus.
Strong client orientation, commercial mindset, and ability to work under deadlines in a dynamic team.
Experience in leading teams; Swiss residency required.
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Advise banks, insurers, asset managers, and other financial intermediaries on diverse compliance topics, including AML, sanctions, and prudential requirements.
Support clients in implementing regulations and preventing risks related to fraud, money laundering, sanctions breaches, and unethical behaviour.
Conduct investigations, review client accounts, analyse unusual transactions, and assess banking documentation.
Draft or review internal regulatory processes and enhance internal control systems.
Lead teams and client engagements, including planning, resource management, reporting, and budget oversight.
Contribute to regulatory monitoring, expert presentations, and publications.
Qualifications
Bachelor’s or Master’s degree in Law, Finance, or Economics; CAS in Compliance Management or a Bar qualification is an advantage.
Minimum of 5 years’ compliance experience in Switzerland (banking, consultancy, internal/external audit).
Strong knowledge of Swiss regulations (AML, CRS, MiFID II, LIMF, LSFin).
Fluent in French and English (C1 level); German is a plus.
Strong client orientation, commercial mindset, and ability to work under deadlines in a dynamic team.
Experience in leading teams; Swiss residency required.
#J-18808-Ljbffr