Senior Trade Review Officer, Brokerage Compliance

A leading financial institution in New York is seeking a compliance professional responsible for trade review. The ideal candidate should have at least three years of experience in the securities industry and be proficient in relevant compliance regulations. Strong analytical and communication skills are necessary for collaborating with staff and clients. Series 7, 63, and 65 or 66 licenses are required. This role requires maintaining product knowledge and participating actively in compliance training. #J-18808-Ljbffr