Senior Trade Review Officer, Brokerage Compliance

A leading financial institution in Defiance, Ohio, seeks a professional for a trade review role. The candidate will be responsible for ensuring compliance with industry regulations and company policies. Duties include reviewing transactions across a range of financial products and providing guidance to registered representatives. A minimum of three years of experience in the securities industry, regulatory knowledge, and relevant licenses are required. The role offers opportunities for professional growth in a highly regulated environment. #J-18808-Ljbffr