Senior Trade Review Officer, Brokerage Compliance

A financial institution in Uniontown is seeking a Compliance Officer to conduct trade reviews and ensure adherence to regulatory policies. The ideal candidate should have a degree in Business or Finance and at least three years of experience in the securities industry, particularly in Trade Review or Compliance. Responsibilities include transaction approval, communication with registered representatives, and maintaining product knowledge. This role also requires proficiency in necessary compliance training and relevant software applications. #J-18808-Ljbffr