Senior Capital Markets Surveillance & Compliance Analyst

A leading investment bank in New York is seeking a Senior Capital Markets Surveillance Analyst to ensure compliance within their Capital Markets departments. The role includes performing surveillance reviews, conducting inquiries, and providing guidance on compliance policies. Candidates should have a minimum of 5 years of industry experience and preferably hold FINRA registrations. Competitive salary range of $85,000 - $100,000 plus potential bonuses. #J-18808-Ljbffr