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Raymond James

Senior Fixed Income Compliance & Supervision Lead

Raymond James, Memphis, Tennessee, us, 37544

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A renowned financial services company in Memphis, TN is seeking a Senior Manager, Fixed Income Supervision. The role requires extensive supervisory expertise, overseeing compliance with SEC regulations, and developing supervision programs. The ideal candidate will have a Bachelor's degree in a related discipline, with at least 10 years in regulatory functions. Strong analytical skills and decision-making abilities are essential. Experience with FINRA regulations is required, and this position involves a blend of office-based and some travel responsibilities. #J-18808-Ljbffr