Overview
Examine, verify, and document compliance with federal and state regulatory laws and adherence to internal policies and procedures.
Responsibilities
Stay abreast of changes to federal and state banking laws and regulations affecting the management, operations, and product offerings of the financial institution.
Conduct compliance audits with operating departments to ensure adherence to laws and regulations.
Develop compliance auditing plans based on thorough research on studies conducted by government agencies and professional organizations.
Prepare and submit audit findings, make recommendations to management when appropriate, and perform appropriate follow-up to ensure compliance with findings and recommendations.
Inform and advise Compliance Officer of conditions and status of the bank’s adherence to laws and regulations.
Examine policies, procedures, and practices to ensure compliance with laws and regulations.
Provide support to other operating units and managers affected by compliance issues and regulatory requirements.
Ensure accuracy of data and underlying documentation on the loan application registers (LARs).
Maintain and generate reports from the bank’s compliance software systems.
Keep Compliance Officer apprised of compliance items and assist Compliance Officer as needed.
Other duties may be assigned.
Qualifications
Four year college or university program degree; or three years compliance and/or auditing experience and/or training; or equivalent combination of education and experience
An in-depth understanding of the industry's rules, guidelines, and regulations
Multitasker with strong attention to detail, analytical, and statistical skills
Good computer skills and experience with relevant software programs
Strong communication and interpersonal skills
Well-organized, efficient, self-starter, and able to work independently
Dedication to objectivity
Location:
Dallas (Preston Rd. and LBJ Frwy/I635)
Join the NDBTeam!
We have a great team of friendly, talented, and inspiring people at NDBT. We take pride in offering exciting opportunities for employees to grow and follow their passions, while providing a great work-life balance as well as job stability. Founded in 1961, NDBT has a long-standing reputation in the community and strives to provide excellent customer service to our customers and communities. NDBT leadership and employees foster and contribute to our environment of mutual respect, accountability, creativity, and teamwork; and at all times to act with integrity, dignity, honor, and fairness. If this sounds like something you would like to be a part of – consider applying today.
North Dallas Bank and Trust is an Equal opportunity employer. This company considers candidates regardless of race, color, religion, sex, sexual orientation, gender identity, national origin, disability or veteran status.
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Examine, verify, and document compliance with federal and state regulatory laws and adherence to internal policies and procedures.
Responsibilities
Stay abreast of changes to federal and state banking laws and regulations affecting the management, operations, and product offerings of the financial institution.
Conduct compliance audits with operating departments to ensure adherence to laws and regulations.
Develop compliance auditing plans based on thorough research on studies conducted by government agencies and professional organizations.
Prepare and submit audit findings, make recommendations to management when appropriate, and perform appropriate follow-up to ensure compliance with findings and recommendations.
Inform and advise Compliance Officer of conditions and status of the bank’s adherence to laws and regulations.
Examine policies, procedures, and practices to ensure compliance with laws and regulations.
Provide support to other operating units and managers affected by compliance issues and regulatory requirements.
Ensure accuracy of data and underlying documentation on the loan application registers (LARs).
Maintain and generate reports from the bank’s compliance software systems.
Keep Compliance Officer apprised of compliance items and assist Compliance Officer as needed.
Other duties may be assigned.
Qualifications
Four year college or university program degree; or three years compliance and/or auditing experience and/or training; or equivalent combination of education and experience
An in-depth understanding of the industry's rules, guidelines, and regulations
Multitasker with strong attention to detail, analytical, and statistical skills
Good computer skills and experience with relevant software programs
Strong communication and interpersonal skills
Well-organized, efficient, self-starter, and able to work independently
Dedication to objectivity
Location:
Dallas (Preston Rd. and LBJ Frwy/I635)
Join the NDBTeam!
We have a great team of friendly, talented, and inspiring people at NDBT. We take pride in offering exciting opportunities for employees to grow and follow their passions, while providing a great work-life balance as well as job stability. Founded in 1961, NDBT has a long-standing reputation in the community and strives to provide excellent customer service to our customers and communities. NDBT leadership and employees foster and contribute to our environment of mutual respect, accountability, creativity, and teamwork; and at all times to act with integrity, dignity, honor, and fairness. If this sounds like something you would like to be a part of – consider applying today.
North Dallas Bank and Trust is an Equal opportunity employer. This company considers candidates regardless of race, color, religion, sex, sexual orientation, gender identity, national origin, disability or veteran status.
#J-18808-Ljbffr