A leading financial services company in New York is seeking a Director of Broker-Dealer Operations to oversee the broker-dealer entity safeguarding over $65B in assets. The role involves managing operations, ensuring compliance with regulations, and optimizing processes. Candidates should have extensive experience in financial operations, management, and regulatory compliance. A competitive salary range of $173,000 to $189,000 is offered, along with comprehensive benefits including equity packages and health insurance.
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