Senior Equities Compliance Advisor | Regulatory Strategy

A leading financial services firm is seeking an experienced Equities Compliance Advisor to oversee regulatory compliance for its Equities businesses. The successful candidate will provide strategic guidance on U.S. securities laws and ensure adherence to FINRA and SEC regulations. Responsibilities include developing compliance frameworks and supporting regulatory interactions. Ideal qualifications include 5-10 years in compliance roles, strong analytical skills, and a Bachelor's degree. The company values diversity and offers a collaborative work environment. #J-18808-Ljbffr