Compliance Officer - Social Media
TradeZero America, Brooklyn, New York, United States, 11210
Overview
Compliance Officer - Social Media and Communications
TradeZero America, a growing broker dealer in the fintech space is seeking an experienced Compliance Officer for its New York office. The employee will report to the Chief Compliance Officer. The primary focus will be on marketing/social media and communications with the public regarding equity trading, as well as being responsible for assisting the compliance department in the firm regulatory priorities and compliance program to ensure compliance with FINRA and SEC guidelines, rules and regulations.
Qualifications
3 + years’ experience working in compliance at a Broker Dealer
Knowledge of regulatory social media rules and regulations
Effective communicator – ability to interact well with different teams and personalities
#J-18808-Ljbffr
TradeZero America, a growing broker dealer in the fintech space is seeking an experienced Compliance Officer for its New York office. The employee will report to the Chief Compliance Officer. The primary focus will be on marketing/social media and communications with the public regarding equity trading, as well as being responsible for assisting the compliance department in the firm regulatory priorities and compliance program to ensure compliance with FINRA and SEC guidelines, rules and regulations.
Qualifications
3 + years’ experience working in compliance at a Broker Dealer
Knowledge of regulatory social media rules and regulations
Effective communicator – ability to interact well with different teams and personalities
#J-18808-Ljbffr