
Marketing Compliance Lead: Regulated Finance Campaigns
Larson Maddox, New York, New York, us, 10261
A leading private credit firm in New York is seeking an experienced Marketing Compliance Officer to ensure marketing materials comply with regulatory standards. In this role, you will review materials, guide marketing teams, and maintain compliance policies. The ideal candidate has over 3 years of experience in compliance within investment management, understands SEC and FINRA rules, and possesses strong communication skills. This position offers the opportunity to support growth strategies while managing compliance risks.
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