Overview
Location:
Remote (Must be based in Colorado, USA)
Company:
Confidential – Fintech / Financial Services
Employment Type:
Full-Time
The Opportunity
We are seeking a detail-oriented and proactive Compliance Analyst to join our growing global team. The ideal candidate thrives in a fast-paced environment, possesses a keen eye for suspicious activity, and is comfortable acting as a primary point of contact for client onboarding and transaction monitoring.
Key Responsibilities
US Operations & Onboarding
Onboarding Management:
Perform daily reviews of clients in the onboarding pipeline, resolving duplicate registrations and conducting full due diligence.
Transaction Monitoring:
Action suspicious activity alerts from automated systems, limit account capabilities where necessary, and escalate cases for rule updates.
Financial Integrity:
Manage the negative balance process, liaising with clients to cover overdrawn accounts and updating internal procedures.
Regulatory Reporting:
Assist the US Compliance team in gathering data and pulling reports for our Partnering Bank.
Special Cases:
Manage the end-to-end process for deceased clients, including document verification and fund distribution.
Investigate transaction monitoring alerts for the World platform.
Handle DPA requests from law enforcement and liaise with external financial institutions.
Manage card usage chargebacks and disputes
Experience & Skills Required
Industry Experience:
Proven background in a compliance department within the regulated financial services sector.
Technical Knowledge:
Strong understanding of KYC, AML, Financial Crime, and Sanctions.
Operational Expertise:
Direct experience in transaction monitoring, investigations, and managing chargebacks/disputes.
Tech Savvy:
Proficient in MS Office, particularly
Advanced Excel
skills.
Communication:
Exceptional written and verbal communication skills with experience in client-facing roles.
#J-18808-Ljbffr
Remote (Must be based in Colorado, USA)
Company:
Confidential – Fintech / Financial Services
Employment Type:
Full-Time
The Opportunity
We are seeking a detail-oriented and proactive Compliance Analyst to join our growing global team. The ideal candidate thrives in a fast-paced environment, possesses a keen eye for suspicious activity, and is comfortable acting as a primary point of contact for client onboarding and transaction monitoring.
Key Responsibilities
US Operations & Onboarding
Onboarding Management:
Perform daily reviews of clients in the onboarding pipeline, resolving duplicate registrations and conducting full due diligence.
Transaction Monitoring:
Action suspicious activity alerts from automated systems, limit account capabilities where necessary, and escalate cases for rule updates.
Financial Integrity:
Manage the negative balance process, liaising with clients to cover overdrawn accounts and updating internal procedures.
Regulatory Reporting:
Assist the US Compliance team in gathering data and pulling reports for our Partnering Bank.
Special Cases:
Manage the end-to-end process for deceased clients, including document verification and fund distribution.
Investigate transaction monitoring alerts for the World platform.
Handle DPA requests from law enforcement and liaise with external financial institutions.
Manage card usage chargebacks and disputes
Experience & Skills Required
Industry Experience:
Proven background in a compliance department within the regulated financial services sector.
Technical Knowledge:
Strong understanding of KYC, AML, Financial Crime, and Sanctions.
Operational Expertise:
Direct experience in transaction monitoring, investigations, and managing chargebacks/disputes.
Tech Savvy:
Proficient in MS Office, particularly
Advanced Excel
skills.
Communication:
Exceptional written and verbal communication skills with experience in client-facing roles.
#J-18808-Ljbffr