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Senior Trade Surveillance & Risk Specialist

Capital One National Association, New York, New York, us, 10261

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A financial services organization is looking for a Senior Risk Associate in New York to support its broker dealer trade surveillance program. The successful candidate will be responsible for reviewing procedures, assessing trade alerts, and ensuring compliance accuracy. Candidates should possess at least 3 years of trade surveillance experience and a bachelor's degree. The role involves the use of compliance tools and strong analytical skills within a collaborative team environment. Competitive salary and benefits included. #J-18808-Ljbffr