Overview
Commission Analyst. This is a twelve month plus opportunity for a major firm with offices in Lower Manhattan, Holmdel (NJ), Bethlehem (PA) and Pittsfield (MA). The work schedule is remote; however the ideal candidate must live within a reasonable distance of any firm office location as occasional in-office meetings may be required. The ideal candidate should possess a green card or be a citizen. Responsibilities
Manage Financial Representatives (FRs), Client Protections, Registered Representatives (RRs), Professional Associates (Clients), Financial Professionals (FPs), Full Time Agents (FTAs), Broker and Wholesaler compensation and contract terms. Ensure accurate field compensation by interpreting producer contracts, compensation schedules and contract terms. Work closely with the firm’s Agent Contracting and Licensing (ACL) to ensure compensation is paid according to changing state license regulations. Process assignment of commissions adhering to legal requirements. Provide confidential compensation information to internal departments such as Legal, Audit, Agency Accounting Services and Management, Distribution Alliance. Process paper, NSCC and IPS commission statements and adjustments. Identify the various types of commissions being reported (regular, 12b-1s and mixed transactions) and product types (mutual fund, variable annuity, variable life, brokerage and RIA business). Respond to commission-related issues with customer service, conduct problem research and provide accurate information. Skills and Experience
Work experience in Broker-Dealer firms. 5-10 years Financial Services experience. MS Excel experience. End client communication experience. Interview process will include an initial telephone or Zoom screening. Application Instructions
Please indicate your interest, availability to interview and start date, and attach a copy of your recent resume. You may also contact Bill Stevens with any questions. Contact
Bill Stevens Senior Technical Recruiter PRI Technology Denville, New Jersey 07834 973-354-2799 Bill.Stevens@PRITechnology.com www.PriTechnology.com
#J-18808-Ljbffr
Commission Analyst. This is a twelve month plus opportunity for a major firm with offices in Lower Manhattan, Holmdel (NJ), Bethlehem (PA) and Pittsfield (MA). The work schedule is remote; however the ideal candidate must live within a reasonable distance of any firm office location as occasional in-office meetings may be required. The ideal candidate should possess a green card or be a citizen. Responsibilities
Manage Financial Representatives (FRs), Client Protections, Registered Representatives (RRs), Professional Associates (Clients), Financial Professionals (FPs), Full Time Agents (FTAs), Broker and Wholesaler compensation and contract terms. Ensure accurate field compensation by interpreting producer contracts, compensation schedules and contract terms. Work closely with the firm’s Agent Contracting and Licensing (ACL) to ensure compensation is paid according to changing state license regulations. Process assignment of commissions adhering to legal requirements. Provide confidential compensation information to internal departments such as Legal, Audit, Agency Accounting Services and Management, Distribution Alliance. Process paper, NSCC and IPS commission statements and adjustments. Identify the various types of commissions being reported (regular, 12b-1s and mixed transactions) and product types (mutual fund, variable annuity, variable life, brokerage and RIA business). Respond to commission-related issues with customer service, conduct problem research and provide accurate information. Skills and Experience
Work experience in Broker-Dealer firms. 5-10 years Financial Services experience. MS Excel experience. End client communication experience. Interview process will include an initial telephone or Zoom screening. Application Instructions
Please indicate your interest, availability to interview and start date, and attach a copy of your recent resume. You may also contact Bill Stevens with any questions. Contact
Bill Stevens Senior Technical Recruiter PRI Technology Denville, New Jersey 07834 973-354-2799 Bill.Stevens@PRITechnology.com www.PriTechnology.com
#J-18808-Ljbffr