Vice President, Internal Audit (Capital Markets)
Confidential, New York, New York, United States, 10001
Vice President, Internal Audit (Capital Markets)
About the Company
Globally recognized financial institution
Industry Financial Services
Type Privately Held
About the Role
The Company is seeking a Vice President for its Internal Audit function, with a focus on capital markets. The successful candidate will be instrumental in leading and executing risk-based audit engagements within the capital markets and financing-related business areas. This role involves close collaboration with senior stakeholders, ensuring that audit practices evolve in line with industry standards, and contributing to the overall effectiveness of governance, risk management, and control frameworks. Key responsibilities include overseeing the full audit lifecycle, delivering data-driven findings, and participating in annual risk assessments and audit planning. The role also requires the ability to mentor and support junior audit professionals.
Applicants must have a minimum of 8 years' experience in capital markets, investment banking, or trading-related environments, with a preference for those with a background in internal audit or relevant control functions. Strong analytical, communication, and stakeholder management skills are essential, as is the ability to manage multiple deliverables in a fast-paced environment. Preferred qualifications include knowledge of regulatory expectations in markets and wholesale financial activities, exposure to data analytics tools, and professional certifications such as CPA, CFA, CIA, CISA, FRM, or similar. The role is pivotal in ensuring that the company's audit practices are robust, and that the business is in compliance with all relevant regulations and standards.
Travel Percent Less than 10%
Functions
Finance
About the Company
Globally recognized financial institution
Industry Financial Services
Type Privately Held
About the Role
The Company is seeking a Vice President for its Internal Audit function, with a focus on capital markets. The successful candidate will be instrumental in leading and executing risk-based audit engagements within the capital markets and financing-related business areas. This role involves close collaboration with senior stakeholders, ensuring that audit practices evolve in line with industry standards, and contributing to the overall effectiveness of governance, risk management, and control frameworks. Key responsibilities include overseeing the full audit lifecycle, delivering data-driven findings, and participating in annual risk assessments and audit planning. The role also requires the ability to mentor and support junior audit professionals.
Applicants must have a minimum of 8 years' experience in capital markets, investment banking, or trading-related environments, with a preference for those with a background in internal audit or relevant control functions. Strong analytical, communication, and stakeholder management skills are essential, as is the ability to manage multiple deliverables in a fast-paced environment. Preferred qualifications include knowledge of regulatory expectations in markets and wholesale financial activities, exposure to data analytics tools, and professional certifications such as CPA, CFA, CIA, CISA, FRM, or similar. The role is pivotal in ensuring that the company's audit practices are robust, and that the business is in compliance with all relevant regulations and standards.
Travel Percent Less than 10%
Functions
Finance