Compliance Manager: Marketing & Regulatory Oversight

A leading financial services company in New York is seeking a Compliance Manager to enhance their compliance function. This role involves managing a small team and overseeing marketing reviews to ensure adherence to SEC and FINRA regulations. The ideal candidate will possess significant experience with compliance rules, excellent communication skills, and a knack for problem-solving. The company offers a competitive salary and comprehensive benefits package, including equity options and a flexible work environment. #J-18808-Ljbffr