Brokerage Trade Review & Compliance Specialist

A financial institution in Wheeling, West Virginia is seeking a qualified candidate to conduct trade reviews in compliance with regulatory policies. The ideal candidate should have an associates degree, at least three years of experience in the securities industry, and necessary licenses like Series 7 and State Insurance. Key responsibilities include providing Principal Review for transactions and ensuring adherence to firm's policies. Strong analytical and communication skills are essential for success in this role. #J-18808-Ljbffr