A leading banking institution in Fairmont, West Virginia is seeking a professional to conduct trade reviews and ensure compliance with firm policies. The ideal candidate will have a minimum of three years of experience in the securities industry along with strong interpersonal skills and proficiency in Microsoft Office. Required licenses include Series 7, Series 63, and either Series 24 or the ability to obtain it within 90 days. This role emphasizes adherence to regulatory standards and effective communication with various stakeholders.
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