Senior Director, Compliance – FINRA/SEC | Wall Street

A leading digital brokerage platform is seeking a Senior Associate Director of Compliance to ensure adherence to FINRA and SEC regulations. This role involves drafting supervisory procedures, managing regulatory exams, and collaborating across departments. Ideal candidates will have over 8 years of compliance experience, strong analytical skills, and a Bachelor’s degree in a relevant field. The position offers a competitive salary and comprehensive benefits, fostering a dynamic work environment. #J-18808-Ljbffr