A major financial services organization is seeking a Director of Broker-Dealer Regulatory Reporting. This strategic role involves overseeing U.S. regulatory financial reporting and capital compliance, ensuring accurate submissions under SEC and FINRA rules. The ideal candidate will have a Bachelor's degree in Accounting or Finance and 10+ years of regulatory reporting experience. Strong expertise in SEC rules and regulations, along with considerable interactions with auditors and regulators, is essential for success in this role. The position offers competitive benefits and opportunities for professional development.
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