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Compliance Specialist | Growth-Driven Financial Services

Per Stirling Capital Management, LLC, Austin, TX, United States


A professional investment advisory firm is seeking a Compliance Specialist in Austin, Texas, to support their Chief Compliance Officer. The ideal candidate will have a strong background in compliance, excellent organizational skills, and proficiency in MS Office Suite. Responsibilities include analyzing compliance data, conducting reviews, and onboarding new employees. A Bachelor's degree and compliance experience in financial services are essential, along with Series 65 or 66 requirements. #J-18808-Ljbffr