
Chief Compliance & Regulatory Strategy Leader
Ascensus, Phila, PA, United States
A leading compliance and technology platform is seeking a Chief Compliance Officer to ensure adherence to laws and regulations across its operations. The role demands a minimum of 15 years of experience in broker-dealer and investment advisor compliance, an expert knowledge of securities and investments, and the ability to lead a team of compliance professionals. A BS degree is required, along with CRCM certification. This hybrid position allows for a flexible work environment.
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