
Chief Compliance & Regulatory Strategy Leader
Ascensus, Phila, PA, United States
A financial services company is looking for a Chief Compliance Officer to oversee compliance across its broker-dealers and investment advisors. This hybrid position requires expert knowledge of regulations and at least 15 years of relevant experience. Responsibilities include guiding business units on compliance, managing a team, and acting as a liaison with regulators. Ideal candidates should possess strong analytical, negotiation, and communication skills alongside necessary securities licenses. Competitive salary ranges from $250k-$300k.
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