
Chief Compliance & Regulatory Strategy Leader
Ascensus, Oklahoma City, OK, United States
A leading financial services firm is seeking a Chief Compliance Officer to oversee compliance operations and manage a team of compliance professionals. The individual will ensure adherence to regulations across multiple business units and advise senior management on regulatory initiatives. Candidates should have extensive experience in broker-dealer and investment advisor compliance, as well as strong managerial and communication skills. This hybrid position is based in Newton, MA and offers a competitive salary range of $250-300k.
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