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Chief Compliance & Regulatory Strategy Leader

Ascensus, Phila, PA, United States


A leading financial services company is seeking a Chief Compliance Officer to oversee compliance across its businesses and manage a team of compliance professionals. The ideal candidate will have 15+ years of experience in broker-dealer and investment advisor compliance, strong leadership and negotiation skills, and the ability to work with regulators. This hybrid position requires a Bachelor's degree and certification as a Regulatory Compliance Manager. A competitive salary package of $250-300k is offered, along with benefits like a 401(k) match and health insurance. #J-18808-Ljbffr