Messina- Legal and Risk Intern (Anti-Money Laundering + Enterprise Risk)
Commonwealth Financial Network, Waltham, MA, United States
Overview
We’re looking for a legal and risk intern to join our ranks. In this hybrid role, you will contribute to both anti‑money laundering (AML) initiatives and enterprise risk management (ERM) functions. You’ll use your research, data analysis, and documentation skills to help keep our firm safe, compliant, and well‑informed as we support advisors, clients, and internal stakeholders. If you enjoy solving problems, digging into data, learning new systems, and working collaboratively, this is an excellent opportunity to build skills in two fast‑growing fields: financial crime prevention and enterprise risk management. Key Responsibilities
Anti‑Money Laundering & Investigations
Conducting research and transaction analysis using Excel and investigative tools to identify unusual activity and potential risks Performing Open-Source Intelligence (OSINT) research, including sanctions screening, adverse media, and beneficial ownership verification Assisting in compiling and reviewing Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) documentation Supporting alert and watchlist-related work by summarizing findings and escalating negative results in a timely and accurate manner Enterprise Risk Management
Helping document and align risks and controls using audit procedures, process maps, and internal guidelines Assisting with issue management by tracking remediation progress, gathering evidence, and organizing documentation Supporting the development of risk reporting by learning Power BI to assist with data input, visualization, and report formatting Contributing to tasks such as System and Organization Controls (SOC) evidence pulls, Certificates of Insurance (COI) requests, insurance renewal activities, and SharePoint organization Cross‑Functional Support
Collaborating with teams across the firm, including compliance, operations, and information technology (IT) Working with multiple systems, including Excel, SharePoint, Salesforce, and other internal platforms Participating in ad hoc research projects and process improvement initiatives assigned by leadership Core Strengths and Skills
Strong written and verbal communication skills Analytical and critical thinking abilities Detail‑oriented and comfortable with repetitive or structured tasks Finance/accounting knowledge (coursework or experience) Proficiency in Microsoft Office, especially Excel Willingness and ability to learn multiple systems Organization skills and the ability to manage confidential information with discretion Team‑oriented, flexible, and proactive in problem-solving What You’ll Gain
Hands-on experience with AML investigations, risk mapping, issue management, and data analysis Exposure to enterprise‑wide processes that support compliance, risk, and audit functions Practical skills in tools such as Excel, Power BI, SharePoint, and investigative research platforms Opportunities to collaborate with experienced professionals and contribute meaningful work A supportive environment that encourages growth, learning, and professional development Have we piqued your curiosity? Can you see yourself thriving in this opportunity? Picture Yourself Here
At Commonwealth, we believe in a better world. We hold ourselves and each other to higher standards. We take care of one another. That’s why we invest in you—we encourage employee growth both in your career and education; and we find plenty of occasions to celebrate. What’s not to love? We are always striving to be better, and we are looking for employees who share that same mindset. Better people, better coworkers, better leaders, better creators. Bring your best work and your full self to the table, and we will do the same. Together, we can build a better future for our advisors, their clients, our company, and you. About Commonwealth
Commonwealth Financial Network, Member FINRA/SIPC, a Registered Investment Adviser, provides a suite of business solutions thatempowersmore than 3,000 independent financial advisors nationwide.Foundedin1979, the firm has headquarters in Waltham, Massachusetts; San Diego, California;and Blue Ash, Ohio. The Fine Print
We care about your online safety as a prospective employee and encourage you to exercise caution when responding to job postings online.Commonwealthwill never ask potential hiring candidates to pay or transfer funds as a precondition of interviews or employment, nor will we authorize recruiters or agents to do so on our behalf. Commonwealthis an equalopportunityemployer, making intentional efforts to source talent from all backgrounds.
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We’re looking for a legal and risk intern to join our ranks. In this hybrid role, you will contribute to both anti‑money laundering (AML) initiatives and enterprise risk management (ERM) functions. You’ll use your research, data analysis, and documentation skills to help keep our firm safe, compliant, and well‑informed as we support advisors, clients, and internal stakeholders. If you enjoy solving problems, digging into data, learning new systems, and working collaboratively, this is an excellent opportunity to build skills in two fast‑growing fields: financial crime prevention and enterprise risk management. Key Responsibilities
Anti‑Money Laundering & Investigations
Conducting research and transaction analysis using Excel and investigative tools to identify unusual activity and potential risks Performing Open-Source Intelligence (OSINT) research, including sanctions screening, adverse media, and beneficial ownership verification Assisting in compiling and reviewing Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) documentation Supporting alert and watchlist-related work by summarizing findings and escalating negative results in a timely and accurate manner Enterprise Risk Management
Helping document and align risks and controls using audit procedures, process maps, and internal guidelines Assisting with issue management by tracking remediation progress, gathering evidence, and organizing documentation Supporting the development of risk reporting by learning Power BI to assist with data input, visualization, and report formatting Contributing to tasks such as System and Organization Controls (SOC) evidence pulls, Certificates of Insurance (COI) requests, insurance renewal activities, and SharePoint organization Cross‑Functional Support
Collaborating with teams across the firm, including compliance, operations, and information technology (IT) Working with multiple systems, including Excel, SharePoint, Salesforce, and other internal platforms Participating in ad hoc research projects and process improvement initiatives assigned by leadership Core Strengths and Skills
Strong written and verbal communication skills Analytical and critical thinking abilities Detail‑oriented and comfortable with repetitive or structured tasks Finance/accounting knowledge (coursework or experience) Proficiency in Microsoft Office, especially Excel Willingness and ability to learn multiple systems Organization skills and the ability to manage confidential information with discretion Team‑oriented, flexible, and proactive in problem-solving What You’ll Gain
Hands-on experience with AML investigations, risk mapping, issue management, and data analysis Exposure to enterprise‑wide processes that support compliance, risk, and audit functions Practical skills in tools such as Excel, Power BI, SharePoint, and investigative research platforms Opportunities to collaborate with experienced professionals and contribute meaningful work A supportive environment that encourages growth, learning, and professional development Have we piqued your curiosity? Can you see yourself thriving in this opportunity? Picture Yourself Here
At Commonwealth, we believe in a better world. We hold ourselves and each other to higher standards. We take care of one another. That’s why we invest in you—we encourage employee growth both in your career and education; and we find plenty of occasions to celebrate. What’s not to love? We are always striving to be better, and we are looking for employees who share that same mindset. Better people, better coworkers, better leaders, better creators. Bring your best work and your full self to the table, and we will do the same. Together, we can build a better future for our advisors, their clients, our company, and you. About Commonwealth
Commonwealth Financial Network, Member FINRA/SIPC, a Registered Investment Adviser, provides a suite of business solutions thatempowersmore than 3,000 independent financial advisors nationwide.Foundedin1979, the firm has headquarters in Waltham, Massachusetts; San Diego, California;and Blue Ash, Ohio. The Fine Print
We care about your online safety as a prospective employee and encourage you to exercise caution when responding to job postings online.Commonwealthwill never ask potential hiring candidates to pay or transfer funds as a precondition of interviews or employment, nor will we authorize recruiters or agents to do so on our behalf. Commonwealthis an equalopportunityemployer, making intentional efforts to source talent from all backgrounds.
#J-18808-Ljbffr