AML Sr. Investigator I-STAR
Capital One National Association, Wilmington, DE, United States
Job Description
The Anti-Money Laundering (AML) Sr. Investigator I supports various AML processes, which might include suspicious activity investigations, currency transaction reporting, global sanctions screening, enhanced due diligence or other AML processes. The AML Sr Investigator I will work closely with AML Process Managers to perform other critical functions. Responsibilities
Build and maintain awareness of the broader context and implications of the various types of risk affecting the business (e.g., financial, legal, reputation, etc.). Review system generated alerts, assess impact to AML processes, conduct research as required, and document results in written format. Write suspicious activity reports, file currency transaction reports (CTR), address sanctions alerts, and other applicable AML processes in accordance with regulations and time limitations. Provide feedback on alert rule effectiveness and partner with management and analysts to design new rules. Provide insight into various commercial banking products and services. Handle issues as appropriate for advanced investigation and analysis. Support team supervisors in executing certain responsibilities. Perform special projects as needed. Basic Qualifications
High School Diploma, GED, or equivalent certification. At least 1 year of fraud experience, or investigative experience, or compliance experience. At least 1 year of experience with Microsoft Office or Google Suite. Preferred Qualifications
2+ years of fraud experience, or investigative experience, or compliance experience. Bachelor's degree in Criminal Justice, Fraud Prevention, or Homeland Security. 3+ years of experience in an Anti-Money Laundering capacity. 3+ years of experience in the Financial Services industry. Association of Certified Anti-Money Laundering Specialists (ACAMS), Certified Fraud Examiner (CFE), Certified Financial Crimes Investigator (CFCI), or other relevant certification(s) or industry-related association membership. Work From Home Technology Requirements
A secure home office environment that is free from background noise and distractions. A reliable private internet connection that is not supplied by cellular data (hot spot). Cable or fiber connections are preferred. Internet service download speeds must be at least 5 mbps, with 10+ mbps preferred. Sustained ability to maintain latency less than 250 ms in voice calls is required. Hard wired connectivity is preferred; any use of wireless connectivity must be private (non-public) and password protected through WPA2-PSK (AES) encryption. A private network is password protected where you have ownership or line of site to every device on the network. Capital One reserves the right to request proof of internet provider, speed and service package from the associate. Requirements are subject to change as new systems and technology are delivered. Capital One reserves the right to modify internet service requirements with sixty (60) days notice. Work from Home Living Requirements
Candidates must live within 50 miles driving distance of one of the hub locations based in Wilmington, DE; Richmond, VA; McLean, VA; Plano, TX; Chicago, IL; Riverwoods, IL and be comfortable coming in person whenever required with no less than 24 hours notice. At this time, Capital One will not sponsor a new applicant for employment authorization for this position. The minimum and maximum full-time annual salaries for this role are listed below, by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations, and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked. Riverwoods, IL: $74,200 - $84,700 for AML Sr. Investigator I; Chicago, IL: $74,200 - $84,700 for AML Sr. Investigator I; McLean, VA: $81,700 - $93,300 for AML Sr. Investigator I; Plano, TX: $74,200 - $84,700 for AML Sr. Investigator I; Richmond, VA: $74,200 - $84,700 for AML Sr. Investigator I; Wilmington, DE: $74,200 - $84,700 for AML Sr. Investigator I. This role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan. Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the Capital One Careers website. Eligibility varies based on full or part-time status, exempt or non‑exempt status, and management level. This role is expected to accept applications for a minimum of 5 business days. No agencies please. Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non‑discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug‑free workplace. Capital One will consider qualified applicants with a criminal history in a manner consistent with applicable laws regarding criminal background inquiries.
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The Anti-Money Laundering (AML) Sr. Investigator I supports various AML processes, which might include suspicious activity investigations, currency transaction reporting, global sanctions screening, enhanced due diligence or other AML processes. The AML Sr Investigator I will work closely with AML Process Managers to perform other critical functions. Responsibilities
Build and maintain awareness of the broader context and implications of the various types of risk affecting the business (e.g., financial, legal, reputation, etc.). Review system generated alerts, assess impact to AML processes, conduct research as required, and document results in written format. Write suspicious activity reports, file currency transaction reports (CTR), address sanctions alerts, and other applicable AML processes in accordance with regulations and time limitations. Provide feedback on alert rule effectiveness and partner with management and analysts to design new rules. Provide insight into various commercial banking products and services. Handle issues as appropriate for advanced investigation and analysis. Support team supervisors in executing certain responsibilities. Perform special projects as needed. Basic Qualifications
High School Diploma, GED, or equivalent certification. At least 1 year of fraud experience, or investigative experience, or compliance experience. At least 1 year of experience with Microsoft Office or Google Suite. Preferred Qualifications
2+ years of fraud experience, or investigative experience, or compliance experience. Bachelor's degree in Criminal Justice, Fraud Prevention, or Homeland Security. 3+ years of experience in an Anti-Money Laundering capacity. 3+ years of experience in the Financial Services industry. Association of Certified Anti-Money Laundering Specialists (ACAMS), Certified Fraud Examiner (CFE), Certified Financial Crimes Investigator (CFCI), or other relevant certification(s) or industry-related association membership. Work From Home Technology Requirements
A secure home office environment that is free from background noise and distractions. A reliable private internet connection that is not supplied by cellular data (hot spot). Cable or fiber connections are preferred. Internet service download speeds must be at least 5 mbps, with 10+ mbps preferred. Sustained ability to maintain latency less than 250 ms in voice calls is required. Hard wired connectivity is preferred; any use of wireless connectivity must be private (non-public) and password protected through WPA2-PSK (AES) encryption. A private network is password protected where you have ownership or line of site to every device on the network. Capital One reserves the right to request proof of internet provider, speed and service package from the associate. Requirements are subject to change as new systems and technology are delivered. Capital One reserves the right to modify internet service requirements with sixty (60) days notice. Work from Home Living Requirements
Candidates must live within 50 miles driving distance of one of the hub locations based in Wilmington, DE; Richmond, VA; McLean, VA; Plano, TX; Chicago, IL; Riverwoods, IL and be comfortable coming in person whenever required with no less than 24 hours notice. At this time, Capital One will not sponsor a new applicant for employment authorization for this position. The minimum and maximum full-time annual salaries for this role are listed below, by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations, and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked. Riverwoods, IL: $74,200 - $84,700 for AML Sr. Investigator I; Chicago, IL: $74,200 - $84,700 for AML Sr. Investigator I; McLean, VA: $81,700 - $93,300 for AML Sr. Investigator I; Plano, TX: $74,200 - $84,700 for AML Sr. Investigator I; Richmond, VA: $74,200 - $84,700 for AML Sr. Investigator I; Wilmington, DE: $74,200 - $84,700 for AML Sr. Investigator I. This role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan. Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the Capital One Careers website. Eligibility varies based on full or part-time status, exempt or non‑exempt status, and management level. This role is expected to accept applications for a minimum of 5 business days. No agencies please. Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non‑discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug‑free workplace. Capital One will consider qualified applicants with a criminal history in a manner consistent with applicable laws regarding criminal background inquiries.
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