Director, Broker-Dealer Financial Risk Policy

A financial regulatory authority is seeking a Director for the Office of Financial & Operational Risk Policy. This role involves advising on technical aspects of broker-dealer financial responsibility rules and reporting requirements. The ideal candidate has a Bachelor's degree in accounting or finance and substantial experience in the broker-dealer industry. Responsibilities include providing regulatory guidance, drafting rule interpretations, and conducting training for staff on complex regulatory topics. A hybrid working environment is offered. #J-18808-Ljbffr