
Trade Compliance & Surveillance Lead
Cerity Partners, New York, NY, United States
A financial services firm in New York is seeking a compliance professional to oversee trading activities and ensure adherence to regulatory standards. The ideal candidate will have 3-7 years of experience in compliance or risk management, focusing on trade surveillance. Key responsibilities include conducting trade analyses, monitoring compliance policies, and collaborating with multiple teams. This position offers a salary range between $70,000 and $130,000 and benefits that include health insurance and a flexible PTO policy.
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