Senior Compliance Associate
Taylor Root, Boston, MA, United States
Our client is an international investment manager who is looking to add a Senior Compliance Associate to their team. They need someone with a strong background in financial crime, AML/KYC, and sanctions.
Responsibilities You will be a key contributor to strengthening and operating the firm’s Anti‑Financial Crime and Know Your Customer controls. In this role, you will:
Contribute to shaping and executing Anti‑Financial Crime and Know Your Customer processes across a range of counterparties and investment‑related entities
Refresh internal compliance materials to reflect evolving Anti‑Financial Crime / Know Your Customer expectations
Work cross‑functionally to facilitate due diligence workflows
Assess corporate and fund structures to determine ownership and control
Serve as a resource to internal teams on Know Your Customer‑related questions and risk topics
Review sanctions screening and media alerts, escalating issues that warrant further scrutiny
Support periodic reviews and ongoing monitoring efforts
Assist with administration and enhancement of related technology tools
Track regulatory developments and help integrate new requirements into internal processes
Contribute to inquiries or internal reviews involving higher‑risk findings
Requirements
4+ years of experience in financial crime compliance, AML/KYC, or AFC at an investment adviser, law firm, or consulting firm that has investment advisers as clients
Familiarity with global AML and sanctions frameworks applicable to investment advisers and broker‑dealers
Working knowledge of major sanctions regimes such as OFAC, EU, UK
#J-18808-Ljbffr
Responsibilities You will be a key contributor to strengthening and operating the firm’s Anti‑Financial Crime and Know Your Customer controls. In this role, you will:
Contribute to shaping and executing Anti‑Financial Crime and Know Your Customer processes across a range of counterparties and investment‑related entities
Refresh internal compliance materials to reflect evolving Anti‑Financial Crime / Know Your Customer expectations
Work cross‑functionally to facilitate due diligence workflows
Assess corporate and fund structures to determine ownership and control
Serve as a resource to internal teams on Know Your Customer‑related questions and risk topics
Review sanctions screening and media alerts, escalating issues that warrant further scrutiny
Support periodic reviews and ongoing monitoring efforts
Assist with administration and enhancement of related technology tools
Track regulatory developments and help integrate new requirements into internal processes
Contribute to inquiries or internal reviews involving higher‑risk findings
Requirements
4+ years of experience in financial crime compliance, AML/KYC, or AFC at an investment adviser, law firm, or consulting firm that has investment advisers as clients
Familiarity with global AML and sanctions frameworks applicable to investment advisers and broker‑dealers
Working knowledge of major sanctions regimes such as OFAC, EU, UK
#J-18808-Ljbffr