
RIA Compliance & Advertising Review Associate
GWN Securities, Inc., Florida, NY, United States
A financial services firm is seeking a Compliance Associate to ensure compliance of marketing materials and disclosures with regulatory requirements. The ideal candidate has 1–3 years of experience in compliance or a related role, along with strong communication and organizational skills. Responsibilities include reviewing advertising, assisting with regulatory documentation, and supporting compliance monitoring. This position offers company-paid medical insurance and four weeks of paid time off.
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