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FINRA/SEC Advertising Compliance Consultant

ACA Group, Phila, PA, United States


A leading governance, risk, and compliance advisor is seeking a Compliance Consultant to ensure regulatory compliance of clients’ marketing materials. This role requires a Bachelor’s degree in finance, at least 3 years of compliance experience, and a thorough understanding of SEC and FINRA advertising rules. Ideal candidates will possess strong organizational, analytical, and communication skills. The position offers a competitive compensation package and unique benefits including Student Debt Forgiveness and Pet Insurance. #J-18808-Ljbffr