Senior Regulatory Compliance Specialist, Broker-Dealer/RIA

A leading professional services advisor in Cleveland seeks a Compliance Specialist to develop and maintain compliance programs in alignment with regulatory standards. Responsibilities include monitoring business activities for compliance risks, preparing regulatory reports, and assisting with audits. Ideal candidates have 4+ years of relevant experience, strong analytical skills, and a Bachelor's degree. This is a hybrid position with a focus on corporate governance and risk management. #J-18808-Ljbffr