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Senior Trade Surveillance Risk Associate

Capital One, Mc Lean, VA, United States


A major financial institution is seeking a Principal Risk Associate to support their trade surveillance program. The role involves reviewing trade alerts, conducting data accuracy checks, and collaborating with supervisors for potential trading violations. Candidates should have at least 3 years of compliance experience with a Bachelor's degree. Preferred qualifications include a FINRA Series 7 license and strong skills in Microsoft 365 and Google Workspace. This position is located in McLean, Virginia, and offers competitive salary and benefits. #J-18808-Ljbffr