AVP, Compliance – Private Funds Marketing (Hybrid/Remote)

A financial services firm in Salt Lake City is seeking a Compliance Assistant Vice President to join its Regulatory and Compliance team. The candidate will lead compliance reviews for marketing materials related to private funds and ensure adherence to SEC and FINRA regulations. Responsibilities include collaboration on new initiatives, maintaining policies, and conducting training. A minimum of 5 years in compliance is required along with strong knowledge of relevant regulations. This role offers a competitive salary and flexible working arrangements. #J-18808-Ljbffr