Senior Compliance Associate
hackajob, New York, NY, United States
Senior Compliance Associate
– Third Bridge, Content Department – New York
Job Description At Third Bridge, our Compliance framework is an integral part of our business. We are looking for a Senior Compliance Associate dedicated to the Content Department to join our Compliance team in New York.
Third Bridge content involves an array of interview formats with industry experts. Transcripts of those interactions are made available to our clients through our portal. This fast‑paced role focuses on problem solving, attention to detail, stakeholder engagement, and results. Your judgment directly protects the integrity of our global platform.
Responsibilities
Lead a team of compliance associates managing workflows and serving as a primary escalation point.
Ensure team performance by monitoring work quality, addressing compliance errors, and providing guidance and feedback.
Lead team training and continuously improve hiring and onboarding processes based on business needs.
Identify and escape complex compliance issues, focusing on non‑public or inappropriate content.
Serve as a compliance contact for stakeholders to resolve escalations.
Aid in developing internal guidance and external resources with high autonomy.
Identify operational gaps and lead special projects as needed.
Implement client compliance requirements and engage clients’ compliance teams as required.
Qualifications
Previous compliance experience within financial services and client‑facing experience is highly desirable.
Bachelor’s Degree or relevant professional experience within a compliance function.
Ability to understand and interpret complex financial concepts and appreciate underlying risks in expert interactions.
Excellent oral and written English; ability to develop strong working relationships across all global offices. Client‑facing communication skills are highly desirable.
Proven ability to manage competing priorities between daily BAU work and high‑impact special projects.
Benefits
Salary: $95,000 – $115,000 USD per year, plus annual performance bonus.
Vacation: 15 days (increases to 20 days after 2 years of service) plus U.S. holidays.
Learning: personal development allowance of $1,150 per year.
Health and wellbeing: a variety of insurance plans, including health coverage by Empire Blue Cross Blue Shield; medical, dental and vision insurance; HSA and FSA.
Future and family: 401(k) matching up to 5% of base salary, life insurance, long‑term disability policy, dependent care FSA, pet insurance.
Flexibility: work from anywhere for one month per year, 2 volunteer days, 2 personal days, and Summer Fridays.
Rewards: colleague‑to‑colleague recognition program points to spend on hotels, gift cards, charity donations, and more.
Social: weekly optional social gatherings, daily breakfast and snacks, ESG/CSR initiatives.
Frontline innovation: chance to share ideas for improvement through hackathons and other events.
To be truly innovative, third bridge is committed to creating an inclusive environment and is an equal‑opportunity employer.
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– Third Bridge, Content Department – New York
Job Description At Third Bridge, our Compliance framework is an integral part of our business. We are looking for a Senior Compliance Associate dedicated to the Content Department to join our Compliance team in New York.
Third Bridge content involves an array of interview formats with industry experts. Transcripts of those interactions are made available to our clients through our portal. This fast‑paced role focuses on problem solving, attention to detail, stakeholder engagement, and results. Your judgment directly protects the integrity of our global platform.
Responsibilities
Lead a team of compliance associates managing workflows and serving as a primary escalation point.
Ensure team performance by monitoring work quality, addressing compliance errors, and providing guidance and feedback.
Lead team training and continuously improve hiring and onboarding processes based on business needs.
Identify and escape complex compliance issues, focusing on non‑public or inappropriate content.
Serve as a compliance contact for stakeholders to resolve escalations.
Aid in developing internal guidance and external resources with high autonomy.
Identify operational gaps and lead special projects as needed.
Implement client compliance requirements and engage clients’ compliance teams as required.
Qualifications
Previous compliance experience within financial services and client‑facing experience is highly desirable.
Bachelor’s Degree or relevant professional experience within a compliance function.
Ability to understand and interpret complex financial concepts and appreciate underlying risks in expert interactions.
Excellent oral and written English; ability to develop strong working relationships across all global offices. Client‑facing communication skills are highly desirable.
Proven ability to manage competing priorities between daily BAU work and high‑impact special projects.
Benefits
Salary: $95,000 – $115,000 USD per year, plus annual performance bonus.
Vacation: 15 days (increases to 20 days after 2 years of service) plus U.S. holidays.
Learning: personal development allowance of $1,150 per year.
Health and wellbeing: a variety of insurance plans, including health coverage by Empire Blue Cross Blue Shield; medical, dental and vision insurance; HSA and FSA.
Future and family: 401(k) matching up to 5% of base salary, life insurance, long‑term disability policy, dependent care FSA, pet insurance.
Flexibility: work from anywhere for one month per year, 2 volunteer days, 2 personal days, and Summer Fridays.
Rewards: colleague‑to‑colleague recognition program points to spend on hotels, gift cards, charity donations, and more.
Social: weekly optional social gatherings, daily breakfast and snacks, ESG/CSR initiatives.
Frontline innovation: chance to share ideas for improvement through hackathons and other events.
To be truly innovative, third bridge is committed to creating an inclusive environment and is an equal‑opportunity employer.
#J-18808-Ljbffr