
Brokerage Operations & Compliance Specialist
Mindlance, Salt Lake City, UT, United States
A leading staffing agency is seeking professionals with an active Series 7 license for a role in brokerage operations in St Louis, MO. The candidate will manage client inquiries, handle escalated FINRA complaints, and ensure compliance with regulations. Required qualifications include experience in brokerage, compliance, or risk management, and strong analytical and communication skills. This is a hybrid position with a potential for extension.
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