Compliance Advertising Review Consultant (FINRA/SEC) – Flexible

A leading compliance advisory firm based in Chattanooga, Tennessee is seeking a Compliance Consultant to ensure regulatory compliance of client marketing materials. The ideal candidate will have a Bachelor's in finance and a minimum of three years' compliance experience. Key responsibilities include reviewing investment materials for regulatory compliance, training client staff, and monitoring adherence to SEC and FINRA rules. The role offers a competitive compensation package with benefits like Student Debt Forgiveness and Pet Insurance. #J-18808-Ljbffr